Morbidity Associated With Sickle Cell Trait
Bruce L. Mitchell, M.D.
Bruce L. Mitchell, M.D. is the Senior Associate Consultant at the Community
Internal Medicine Department of the Mayo Clinic Jacksonville and the Mayo Primary Care
Center in Kingsland, GA.
Sickle cell anemia is one of the first diseases to be understood at the molecular
level. The amino acid valine is substituted for glutamic acid at the sixth position of the
b-globin chain, due to a GAG to GTG codon mutation. The resultant sickle hemoglobin (Hgb
S) has a unique tendency to aggregate and form long strands of rodlike polymers on
deoxygenation, with the subsequent morphological changes limiting the red blood cells
ability to traverse the microcirculation. Sickle trait (Hgb AS) red blood cells can also
undergo polymerization with morphologic sickling at 0% oxygen saturation.1,2 The
amount of polymerization with complete deoxygenation is reflective of hemoglobin S
concentration, approximately 35% and 70% for Hgb AS and Hgb SS respectively.
The Hgb-S gene is inherited in an autosomal co-dominant pattern. Sickle cell trait has
a prevalence of 8 to 14 percent in the African American population and 0.046 percent in
Americans not of African descent. It is fairly well accepted that pathological changes are
confined to the renal and splenic vascular beds.
There continues to be a significant amount of controversy surrounding sickle cell trait
as a risk factor for exercise related morbidity and mortality. Multiple studies performed
with treadmills or bicycle ergometery protocols have shown that exercise to exhaustion at
sea level regularly induces mild levels (less than 1 %) of reversible sickling in
peripheral venous blood.1-3 The presence of sickled erythrocytes were not
associated with physiologic deficits in oxygen transport or consumption, energy
metabolism, or pulmonary, cardiac or skeletal muscle function. There was no erythrocyte
sickling at rest at sea level. The possibility of volume depletion, dehydration or heat
illnesses affecting individuals with sickle cell trait appears to not have been addressed
until multiple deaths among military recruits. These were studied retrospectively by many
groups with no definitive causal associations found, especially since agonal hypoxemia
invariably causes intravascular sickling as an artifact.
Other reported associations such as delayed skeletal maturation, avascular necrosis of
bone, complicated migraines, increased fertility, frequency of hospitalization, surgical
complications and gallstones, have not been proven to be statistically higher in this
population and will not be discussed.
Renal Abnormalities
Hematuria
Hematuria has been fairly well described in multiple studies of individuals with HgbAS.2-5
However, the difference in susceptibility and frequency of hematuria in sickle cell trait
is not well understood. In a study done in Atlanta on 40 patients with sickle cell trait
hospitalized during a 14 month period, 7 (18 %) were admitted because of hematuria.6
A Jamaican study noted unexplained hematuria requiring hospitalization only once in 10
years in 119 patients with sickle cell trait.3 The causative mechanism of
hematuria in sickle cell trait is felt to be the relatively hypertonic, hypoxic and
acidotic conditions in the renal medulla, which clearly would be conducive to
intravascular sickling. The hematuria is typically painless with at least one report
describing a 4:1 increased frequency among males with the trait.4 Once
identified, affected individuals tend to have repeated episodes with no proven association
of progression to renal insuffiency or end stage renal disease.
Hyposthenuria
Hyposthenuria, the inability to concentrate the urine, has been well demonstrated in
those with sickle cell trait.8-9 Like hematuria, the mechanism is felt to be
sickling in the renal medulla with no gender predilection identified. The initial onset of
this concentrating defect is variable but usually occurs early in life. It tends to be
intermittent and reversible initially and gradually may become structural and
irreversible.10 Due to this limited capacity to concentrate the urine, there is
a decreased ability to compensate for negative water balance during exercise.
Hyposthenuria can also be problematic in those individuals undergoing urine drug screening
where dilute urine specimens may be perceived as an attempt to conceal illicit drug use.
Splenic Complications
Splenic syndrome in those with HgbAS is described as sequestration or infarction at
moderate to high altitude (usually above 10,000 ft). The diagnosis is made primarily by
history and physical examination and is characterized by the acute onset of severe
left-upper quadrant pain and tenderness along with muscle rigidity. The spleen is usually
enlarged and very tender with splinting, left pleural effusion and atelectasis of the left
lung. Laboratory findings vary with the degree of sequestration with mild or transient
anemia.11 The etiology is felt to be altitude induced hypoxia typically in
unpressurized airplanes but has occurred at mountain altitudes of 5,000 to 7,000 ft above
sea level.12-13 Infarction during high altitude exposure on land usually occurs
after heavy physical exertion, which promotes sickling by metabolic effects such as
acidosis, hypoxia and dehydration. Several reports11,14 have observed that the
percent of Hgb S in patients with sickle cell trait who had splenic infarction was high,
(42 to 44 per cent) compared to the majority of those with the trait who had less than 40
per cent Hgb S, suggesting this as a predisposing factor. Most cases tend to be
self-limiting with supportive medical management only. Surgical intervention has seldom
been required.
Exertional Heat Illnesses
There has been considerable controversy over the years as to whether sickle cell trait
is associated with unexpected death during exercise. The initial reports were centered
around the deaths of 39 new military recruits in basic training between 1977 and 1981. In
a retrospective and comprehensive review of these deaths, Kark and coworkers15
demonstrated that the risk of sudden, unexplained death in black recruits with sickle cell
trait was approximately 30 times that of black recruits without the trait, and 40 times
that of nonblack recruits. Their analysis revealed that the specific types of death
statistically associated with sickle cell trait were exertional rhabdomyolysis, exertional
heat illness, and exercise related sudden unexplained cardiac arrhythmia. Exertional heat
illness has been somewhat arbitrarily divided into three distinct syndromes; heat
exhaustion, heat injury, and heat stroke.16-17 When muscle necrosis is
prominent the syndrome is called exertional rhabdomyolysis18-19 which may
present with or without hyperthermia. The activity most often causing death in the
recruits with sickle cell trait was running 1 to 3 miles, (19 of 30 cases) usually at a
pace requiring a metabolic rate about 11 to 14 times the basal metabolic rate.20
The investigators hypothesized that volume depletion or dehydration was the initial
pathological event that culminated in an exertional heat illness, or more often
rhabdomyolysis. Since 1982 the exercise related mortality of military recruits with sickle
cell trait falls close to the background risk for exercise among those with normal Hgb.
The reason is felt to be the implementation of regulations by the Army and Navy after the
hot summer of 1981 designed to prevent exertional heat illness.
Others have suggested that exertional heat illness is not the initiating cause of
unexpected deaths related to sickle cell trait.21-22 Reference is made of
descriptions of several patients with sickle cell trait that died from rhabdomyolysis
after relatively light exercise under mild environmental conditions. Also, there have been
fewer cases of exercise-related death or life threatening complications reported among
civilian athletes with sickle cell trait.
The group advocating the heat illness hypothesis explains the lower mortality among
civilian athletes as due to their better overall physical conditioning, ability to readily
take breaks from exposure to radiant heat and little use of heat-retaining clothing.
Future Studies
As Africans of various nationalities prosper and career opportunities improve more are
flying in airplanes and diving with self contained underwater breathing apparatus (scuba).
As previously mentioned, decreasing ambient pressure or partial pressure of oxygen at
higher altitudes (usually greater than 10,000 ft) has long been felt to initiate red blood
sickling in those with sickle cell trait. The pathophysiology of decompression sickness
associated with reduction of barometric pressure at high altitude is felt to be identical
to that caused by increasing ambient pressure at depth.25 Specifically, the
formation of nitrogen gas bubbles in the vascular system inciting the cascade of events
leading to the bends.
When diving, the nitrogen that is breathed from the scuba equipment passes from the
lungs to the blood vessels and subsequently to the tissues, in the process changing from
gaseous to dissolved form. As depth increases so does ambient pressure leading to more
dissolved nitrogen in tissues. In certain situations, some of which cannot be explained,
nitrogen reenters the gas phase before it can be exhaled-leading to the formation of small
bubbles. These bubbles which are mostly nitrogen but contain some oxygen and carbon
dioxide, are felt to be the "primary pathological event in the pathogenesis of
decompression sickness."26 Outside of the obvious mechanical problems the
bubbles present, the body recognizes them as foreign and activates the immune system with
platelet and leukocyte aggregation, fibrinolysis, and initiation of the complement and
coagulation pathways.27 Studies have shown an increased hematocrit and
decreased platelet count following decompression that is consistent with activation of the
thrombin system. Martin and Nichols28 demonstrated that even in the absence of
symptoms of decompression illness, the platelet count decreased as much as sixty eight
percent (68%) not during or shortly after the dive, but about 1-2 days later. It took
several days to return to pre-dive levels. Increased blood viscosity has been associated
with intravascular sickling in both those with HgbAS and HgbSS. On ascent, nitrogen leaves
the tissues converting back to gaseous from dissolved form and is exhaled from the lungs.
Since rate of blood flow would alter any tissues ability to uptake or eliminate a
dissolved gas, any mechanism associated with slowing intravascular flow would
theoretically facilitate decompression sickness.
In view of the physiologic changes known to occur while diving, the question then
arises as to whether individuals with sickle cell trait are at increased risk of
decompression sickness while diving with scuba equipment. In particular, would these
divers be more negatively affected if volume depleted or exercised more vigorously while
swimming or diving.
Due to the obvious risk of diving associated sickling in those individuals with sickle
cell disease (HgbSS), some physicians have anecdotally extrapolated the contraindications
to those with HgbAS.28 Others have advised that it is safe for patients with
HgbAS to dive as long as they have no preexisting anemia and a normal baseline hemoglobin
level.29 There have been no military or civilian studies conducted to determine
the effects of diving with scuba equipment in individuals with sickle cell trait.
Summary
Hematuria and hyposthenuria are the two renal pathological processes most often
associated with sickle cell trait. Both are self-limiting and are associated with no
significant morbidity in this population. Hematuria is still such a relatively rare
occurrence such that when it occurs, another etiology should be sought.
It appears prudent to recommend that individuals with sickle cell trait avoid heavy
exercise at altitudes of 10,000 feet or higher as hypobaric hypoxemia increases the risk
of splenic infarction. Gradual exercise conditioning and acclimatization to the altitude
hypoxia would decrease the risk. Individuals with sickle cell trait should avoid
situations that may lead to exertional heat illness, which appear to be the major cause of
excess mortality. Sufficient hydration should be maintained above levels of intake
dictated by thirst, especially before, during and after exercise. Conditioning programs
should start slowly and build up gradually from levels easily tolerated to that which is
near maximal effort for the individual.
Even though there is a plausible causal relationship, there is no direct evidence that
the pathogenesis of these exercise-related deaths involve microvascular obstruction by
rigid erythrocytes. The lack of published data on diving in those with HgbAS is probably
due to several factors. Relatively few blacks worldwide dive using scuba gear, while the
vast majority of divers free-dive for sustenance (conk, lobster, crabs, etc.) usually less
than thirty feet. Also, African and Caribbean nations clearly have had more pressing
clinical problems to place limited research allocations. As economic conditions improve
for blacks in the Diaspora, especially in the U.S. with the worlds largest black middle
class, diving with scuba gear for sport and work has increased (unpublished data-National
Association of Black Scuba Divers). Clearly, there is a dire need for research into the
possible effects of diving with scuba equipment in those with the sickle cell trait.
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- Ashcroft MT. Mortality and morbidity in Jamaican adults with sickle cell trait
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June, 2000/ Jacksonville Medicine
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